Arbitration
of Family Disputes - Qualifications
& Professional Standards
for Arbitrators
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Qualifications & Professional Standards for Arbitrators | Additional
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Professional Standards
Unless otherwise agreed
in writing, arbitrators must be members of the Florida Bar for at least
five years. All arbitrators must attend 4 hours of training in a program
approved by the Supreme Court of Florida. The parties may agree to use
the services of an arbitrator who has not completed the required training.
Former Florida trial judges are exempt from the training requirements
upon submission of documentation of such experience to the chief judge.
The Supreme Court or Chief Justice may grant a waiver of the training
requirement to any group possessing special qualifications which eliminate
the necessity of such training.
Ethical Duties
An arbitrator is in
a relationship of trust to the parties and must adhere to the highest
standards of integrity, impartiality, and professional competence in providing
professional service. An arbitrator may not accept any engagement, perform
any service, or undertake any act which would compromise the arbitrator's
integrity. An arbitrator must keep total charges for services and expenses
reasonable and consistent with the nature of the case or within statutory
payment limitations.
Ethical obligations
begin upon acceptance of the appointment and continue throughout all stages
of the proceeding. Certain ethical obligations begin as soon as a person
is requested to serve as an arbitrator. Other ethical obligations continue
after the decision in the case has been given to the parties.
An arbitrator must
be candid, accurate and fully responsive to a court concerning the arbitrator's
qualifications, availability, and other pertinent matters. An arbitrator
must observe administrative policies, local rules of court, applicable
procedural rules and statutes. Arbitrators serve at the pleasure of the
chief judge of each judiicial circuit, who is responsible for enforcing
the Rules of Conduct for Arbitrators.
An arbitrator must
plan a work schedule so that present and future commitments are fulfilled
in a timely and expeditious manner. An arbitrator should not accept appointments
when arbitration assignments cannot be completed in a timely fashion.
An arbitrator must
conduct the proceedings evenhandedly and treat all parties with equality
and fairness at all stages of the proceedings. The hearing must provide
both parties the opportunity to present their respective positions pursuant
to the arbitration rules. An arbitrator should be patient and courteous
to the parties, to their lawyers, and to the witnesses and should encourage
similar conduct by all participants in the proceedings.
When there is more than one arbitrator, the arbitrators should afford
each other the full opportunity to participate in all aspects of the proceedings.
An arbitrator should,
after careful deliberation, decide all issues submitted for determination.
An arbitrator should decide no other issues. An arbitrator should not
delegate the duty to decide to any other person. The arbitration decision
should be definite, certain and as concise as possible. The arbitrator
may include a settlement reached by the parties in the arbitration award,
but is not required to do so unless satisfied with the propriety of the
terms of the settlement. An arbitration award based on an agreement of
the parties should state that it is based on an agreement.
Communication
Arbitrators should
not discuss a case with any party in the absence of each other party,
unless all parties request or consent that such discussion take place.
Discussions may be held with a party concerning such matters as setting
the time and place of hearings or making other arrangements for the conduct
of the proceedings. The arbitrator should promptly inform each other party
of the discussion and should not make any final determination concerning
the matter discussed before giving each absent party an opportunity to
express its views. If a party fails to appear at a hearing after having
been given due notice, the arbitrator may discuss the case with any party
who is present.
Whenever an arbitrator
communicates in writing with one party, the arbitrator should at the same
time send a copy of the communication to each other party. Whenever an
arbitrator receives any written communication concerning the case from
one party which has not already been sent to each other party, the arbitrator
should do so.
Impartiality
An arbitrator must
be impartial and advise all parties of any circumstances bearing on possible
bias, prejudice or impartiality. Impartiality means freedom from favoritism
or bias in word, action and appearance. Arbitrators should conduct themselves
in a way that is fair to all parties and should not be swayed by outside
pressure, public clamor, fear of criticism or self-interest. An arbitrator
must withdraw from an arbitration if the arbitrator believes the arbitrator
can no longer be impartial. An arbitrator may not accept or give a gift,
request, favor, loan, or other item of value to or from a party, attorney,
or any other person involved in and arising from any arbitration process.
After accepting appointment, and for a reasonable period of time after
the decision of the case, an arbitrator should avoid entering into family,
business, or personal relationships which could affect impartiality or
give the appearance of partiality, bias, or influence.
An arbitrator must
disclose any current, past, or possible future representation or consulting
relationship with any party or attorney involved in the arbitration. Disclosure
must also be made of any pertinent financial interest. All disclosures
shall be made as soon as the arbitrator becomes aware of the interest
or relationship. An arbitrator must disclose to the parties or to the
court involved any close personal relationship or other circumstance,
which might reasonably raise a question as to the arbitrator's impartiality.
All disclosures must be made as soon as the arbitrator becomes aware of
the interest or relationship. The burden of disclosure rests on the arbitrator.
After disclosure, the arbitrator may serve if both parties desire, unless
the arbitrator believes or perceives that there is a clear conflict of
interest. An arbitrator must not use the arbitration process to solicit,
encourage, or otherwise incur future professional services with either
party.
Competency
An arbitrator must
maintain professional competence in arbitration skills. The arbitrator
must stay informed of and abide by all statutes, rules and administrative
orders relevant to the practice of arbitration and regularly engage in
educational activities promoting professional growth. Upon request, an
arbitrator must disclose the extent and nature of the arbitrator's training
and experience. An arbitrator must decline appointment, withdraw, or request
technical assistance when the arbitrator decides that a case is beyond
the arbitrator's competence. In addition, the arbitrator must follow all
relevant ethical standards which may be imposed upon the arbitrator by
virtue of the arbitrator's professional calling.
Qualifications
Arbitrators must be
members of the Florida Bar, except when otherwise agreed by the parties.
The chief arbitrator must be a member of the Florida Bar for at least
five years. Individuals who are not members of the Florida Bar may serve
as arbitrators only on an arbitrator panel and then only upon the written
agreement of the parties.
Arbitrators must attend
four hours of training in a program approved by the Supreme Court of Florida.
However, the parties may agree to use the services of an arbitrator who
has not completed the required training.
Stephen D. Thompson, Esq., has
been an arbitrator since August 1998. Mr. Thompson serves as a volunteer
Child Support Hearing Officer for the Twentieth Judicial Circuit.
He has presided over establishment and enforcement of support and
visitation, taking evidence and making recommendations to the court
since February 1993. He received the Dedicated Service Award in 1996 for exceptional volunteer service to the Twentieth Judicial
Circuit Support Enforcement Hearing Officer Program.
Mr.
Thompson's Qualifications